JoRC

Events : JoRC

Events : JoRC

Events : JoRC

Events : JoRC

Sept. 15, 2021

Events : JoRC

This scientific manifestation is placed under the scientific responsibility of Marie-Anne Frison-Roche. It is organized by the Journal of Regulation & Compliance (JoRC).

It constitutes the inaugural colloquium of the cycle of colloquia in 2021 on the general topic Compliance Juridictionnalization.

 

 

The work will then be incorporated into the two books La juridictionnalisation de la Compliance and Compliance Juridictionnalization which will be published in the Regulations & Compliance series, co-edited by the JoRC with Dalloz for the book in French and with Bruylant for the book in English.

This colloquium will be held in Paris on January 2021.

 

Presentation of the topic: Because Compliance Law is the extension of Regulatory Law, it is experiencing the same movement of Juridictionnalisation. First of all conceived as the goal of protecting systems and people, even if they seem beyond reach, this has led to the establishment of private companies as judges of themselves, to be structurally the judges and judged, those who act and those who observe.  The duty of vigilance has increased this transformation. As in Regulatory Law, which is an Ex Ante branch of Law, the procedure, which is an Ex Post branch of Law, governs the functioning of companies, transfiguring Company Law under the term "governance".

The shock and transformation once received by Administrative Regulatory Authorities has been heightened by the fact that companies have been further seized by the repressive Courts on the one hand and by an American repressive Law on the other hand, two different cultures. There are therefore many technical difficulties that must first be identified and formulated and then resolved. The easiest is in a first step to ask the following questions : Why? Who? How? When? Where? Toward What?

 

 

 

  •  

 

 

 

Oct. 26, 2020

Events : JoRC

Like the previous cycles devoted to the general theme of Compliance and aiming to build a "Compliance Law", intended like them to be published in the Regulations & Compliance collection, this cycle addresses a particular aspect of this branch of Law in progress. to develop. "Compliance tools" having been the subject of the previous cycle of conferences and showing judges, lawyers, jurisdictions, this new cycle addresses a new phenomenon in Compliance: La juridictionnalisation de la Compliance (The juridictionalization of Compliance).

It will take place in parallel with the series of conferences on the theme: Les buts monumental de la Compliance (The monumental goals of Compliance).

There have always been judges and lawyers in Compliance Law, in particular because this is the extension of Regulatory Law in which they have a full place. This results from the fact that the decisions taken in respect of Compliance are contestable in court, those issued by the company, such as those of States or Authorities. The novelty lies more in the phenomenon of "legalization", that is to say that the jurisdictional model penetrates all Compliance Law, and not only the Ex Post part that this includes. Furthermore, it seems that this jurisdictionalization influences the non-legal dimension of Compliance. This movement has effects that must be measured and causes that must be understood. Advantages and disadvantages that must be balanced. If only to form an opinion on this "juridictionalization of Compliance".

  • First conference : 

 

 

 

The Journal of Regulation & Compliance (JoRC) benefits from the partnership of : 

 

 

The cycle is supported by :

Oct. 20, 2020

Events : JoRC

Oct. 20, 2020

Events : JoRC

Oct. 20, 2020

Events : JoRC

This scientific event is placed under the scientific responsibility of Marie-Anne Frison-Roche and Jean-Baptiste Racine. It is organized by the Journal of Regulation & Compliance (JoRC) and by the Centre de recherche sur la Justice et le Règlement des Conflits (CRJ)  of the  Panthéon-Assas (Paris II) University, with the active support of the International Chamber of Commerce ICC.

This event is the third colloquium of the 2021 colloquia cycle around the general theme of Compliance Juridictionnalization.

 

 

The different interventions will be then transformed into contributions in the books La juridictionnalisation de la Compliance  and Compliance Juridictionnalization  which will be published in the Regulation & Compliance serie, jointly published by the JoRC and Dalloz for the book in French and by JoRC and Bruylant for the book in English. 

This colloquium will take place the 31st of March 2021, in the ICC 

 

Presentation of the theme: The arbitrator is the common judge of international trade. It was natural for him/her to encounter Compliance which, by definition, is aimed at actors of international trade. 

The colloquium is intended to study the points of connection between compliance and arbitration. What impact can compliance have on the arbitrator's handling of corruption cases? What about money laundering? More generally, in what capacity could the arbitrator deal with Compliance issues? 

These avenues should be explored (compliance clauses inserted in contracts, private codes of conduct, etc.). More generally, is the arbitrator interested in Compliance intended to protect "monumental goals", such as respect for human rights? In other words, is the arbitrator a judge of Compliance, and if so, how?

 

Notably  will speak:

  • Mathias Audit, professeur à l'Université Panthéon-Sorbonne - Paris I (full professor at Sorbonne - University - Paris)

 

  • Hugo Barbier, professeur à l'Université d'Aix-Marseille (Full professor at Aix-Marseille University)

 

  • Gilles Briatta, Groupe General Secretary of the Group Société générale

 

  • Claire Debourgprofesseure à l'Université Paris X- Nanterre (Full professor at Paris X - Nanterre) 

 

 

  • Catherine Kessedjianprofesseur émérite à l'Université Panthéon-Assas (professor emeritus at Panthéon-Assas - Paris II University)

 

 

  • Alexis Mourre, president of the ICC International Court of Arbitration

 

  • Jean-Baptiste Racine, professeur à l'Université Panthéon-Assas - Paris II (Full Professor at Panthéon-Assas - Paris II University)

 

  • François-Xavier Trainprofesseur à l'Université Paris X-Nanterre (Full Professor at Paris X-Nanterre University)

 

 

 

Read a detailed presentation of the colloquium below: 

 

 

Aug. 31, 2020

Events : JoRC

Like the previous cycles devoted to the general theme of Compliance and aiming to build a "Compliance Law", intended like them to be published in the Regulations & Compliance collection, this cycle addresses a particular aspect of this branch of Law in progress. to develop, which was applied even before it was conceived. The Compliance mechanisms having preceded the conceptualization of this way of doing things, the "Compliance Tools" having been the subject of the previous cycle of conferences, this new cycle addresses what characterizes Compliance : Les  buts monumentaux de la Compliance (Monumental Goals of Compliance) .

This cycle of scientific manifestation will take place in parallel with the cycle of conferences on the theme of  La juridictionnalisation de la Compliance (Juridictionalisation of Compliance)

.

The notion of "monumental goals" was proposed in 2016!footnote-139. It is central in the compliance mechanisms in that they can only claim to constrain and cost those in which they are inserted in that they tend to achieve goals whose substantial quality is to be "monumental" . This notion is not self-evident, having to be justified, detailed, put into perspective and concretely illustrated, a series of conferences organized by numerous universities is therefore devoted to it.  

These various conferences will be held in several places, according to the part taken by the various university structures which bring their support to the Journal of Regulation & Compliance (JoRC) for the realization of the cycle. This will result in two collective books, one in French: Les buts monumental de la Compliance, the other in English: Monumental Goals of Compliance.

____

 

This cycle of scientific manifestations on Les buts monumentaux de la Compliance will start on January 2021 and goes until Novembre 2021.

 

  • First scientific Manifestation : 22 January 2021, Radioscopie d'une notion : les "buts monumentaux" de la Compliance, under the Scientifique Direction of Benoît Petit andChristophe André, Université Versailles - Saint-Quentin: more information about this manifestation here

 

  • When inscriptions are collected by the Journal of Regulation & Compliance (JoRC), please register at the following email : anouk.legouillou@mafr.fr 

 

 

The Journal of Regulation & Compliance (JoRC) benefits from the partnership of : 

 

 

The cycle is supported by :

 

 

 

June 18, 2020

Events : JoRC

June 18, 2020

Events : JoRC

June 18, 2020

Events : JoRC

May 14, 2020

Events : JoRC

April 2, 2020

Events : JoRC

March 5, 2020

Events : JoRC

The cycle of conferences Les outils de la Compliance (The Compliance tools) began in November 2019 and runs until June 2020. It is organized by The Journal of Regulation & Compliance and all of its partner universities. It includes a conference more particularly devoted to the theme of "Measuring the effectiveness of Compliance Tools (Mesurer l'effectivité des outils de la Compliance)".

 

See the other thematics, others dates and other particular manifestations,  builting the complete cycle

 

Conference and Debate 

  March, 5, 202018h30-20h

in the Amphitheater of Panthéon-Assas (Paris 2) University

391, rue de Vaugirard 75015 Paris

 

General presentation of the Conference

After having examined various specific tools, such as Risk mapping or Incentives, and before tackling others such as those falling under a "Compliance by Design", it also deserves to be examined with some distance in its claim to be the solution to any compliance issue, it is worth looking at how we measure the effectiveness of all these Compliance Tools. Indeed, since all techniques are "tools", they only take on meaning with regard to a purpose that they must effectively achieve. This effectiveness must be measured, and this immediately in Ex Ante, the company constantly having to show the effectiveness of the performance of the Compliance tools.

But at the same time as the standards proliferate, the discourses multiply, the commitments are made, the techniques for measuring the effectiveness of the whole seem quite weak. The subjects of law obliged by Compliance obligations or freely wishing to achieve the systemic or common good goals targeted by Compliance do wish to have these measurement instruments. But they seem still little built, often declarative or discursive, or too mechanical. Therefore, is it starting from the goal of Compliance  that we must measure the effectiveness of the Compliance tools, without by this way transforming the tasks weighing (willingly or by force) on operators in obligation to result? Or is it by staying upstream, by a single "conformity" to what is asked of them, as behavior and as structural organization, that companies show that they have effectively fulfilled their task, without worrying about the effects products about the reality, this reality that those who designed the Compliance norms and standards had in mind?

This question has major implications in terms of burden of proof and responsibility, involving organizations which place Trust, the heart of Compliance, rather in technological instruments - only but so efficiency connecting data - or rather in people with a sense of common good. This question is now open.

 

Inscription : anouk.leguillou@mafr.fr

_________

 

Under the scientific direction of Marie-Anne Frison-Roche, full professof de Regulatory & Compliance Law at Sciences Po (Paris).

 

Articulate the instruments for measuring Effectiveness with the purposes of the Compliance tools (Articuler les instruments de mesure de l'effectivité avec les finalités des outils de la compliance)

Laurent Benzoni, full professor of Economics at Panthéon-Assas University (Paris 2) Paris Center for Law & Economics, president of TERA Consultants.

 

Freedom and constraints of the company in its implementation of measures of the effectiveness of compliance tools (Liberté et contraintes de l’entreprise dans sa mise en place des mesures de l’effectivité des outils de compliance)

Bertrand Bréhier, deputy head, Banking and Finaical Regulation Departement, Société Générale Group, associate professor Paris I University, Groupe Société Générale

 

Control by the Regulator of the effectiveness of compliance instruments implemented by the company (The contrôle par le Régulateur de l’effectivité des instruments de compliance mis en place par l’entreprise)

Maxime Galland, Director - Legal and International Cooperation at the Autorité des Marchés financiers - AMF (French Financial Markets Authority)

 

________

 

Read the registration procedure  for this conference.

Consult the calendar of precedent and upcoming events.

Consult the presentation of the book to be published: Compliance Tools.

 

Go back to general presentation of the Conferences' cycle "Compliance Tools".

 

Inscription : anouk.leguillou@mafr.fr

_________

Feb. 4, 2020

Events : JoRC

The cycle of conferences Les outils de la Compliance (The Compliance tools) began in November 2019 and runs until June 2020. It is organized by The Journal of Regulation & Compliance and all of its partner universities. It includes a conference more particularly devoted to the theme of "La prégnance géographique dans le choix et l'usage des outils de la Compliance" ("Geographic significance in the choice and use of Compliance tools").

See the other thematics, others dates and other particular manifestations,  builting the complete cycle

 

Conference and Debate  (in French)

 Thuesday, February 4, 202016h30– 19h30

 Law & Political Sciences School

Doyen Louis Trotabas Avenue, 06050 Nice Cedex.

Amphithéâtre Bonnecarrère, Villa Passiflore,

 

General Presentation

Compliance is a global phenomenon. In this, it illustrates the problematic of a Global Law. However, it should not be inferred that Compliance is applied in the same way everywhere in the world. Like any legal institution, it is integrated into a preexisting legal framework, shaped by culture and history.

The aim of the conference is to explore geographic significance in Compliance Tools, that is to say the potentially different way in which these tools are chosen and used depending on the geographic area concerned. The three geographic areas studied will mainly be Europe, the United States and Africa. Opportunity will thus be given to highlight the convergences and divergences in the implementation of Compliance Tools in a geographic vision of the institution.

 

Under the scientific direction of Jean-Baptiste Racine, professor at the University Côté d'Azur (Law & Political Sciences School of Nice), GREDEG-CREDECO, CNRS UMR 7321

With the interventions of:

Jean-Baptiste Racine, professor at the University Côté d'Azur , Nice

- Mahmoud Mohammed Salah, Law professor at the University of Nouakchott, Mauritany

- Karen Coppens, Dechert LLP

- Mads Andenas, Law professor at the University of Oslo, Norway

Marie-Anne Frison-Roche, Law professor at Sciences Po, Paris

 

____

 

_________

 

Read the registration procedure  for this conference.

Consult the gele calendar of upcoming events.

Consult the presentation of the book to be published "Compliance Tools".

 

Go back to general presentation of the Conferences' cycle "Compliance Tools".

 

Inscription : anouk.leguillou@mafr.fr

_________

 

 

 

Jan. 29, 2020

Events : JoRC

Jan. 29, 2020

Events : JoRC

The cycle of conferences Les outils de la Compliance (The Compliance tools) began in November 2019 and runs until June 2020. It is organized by The Journal of Regulation & Compliance (JoRC) and all of its partner universities. It includes a conference more particularly devoted to the theme of "Les expertises requises dans l'Ex Ante de la Compliance" ("The expertises required in the Ex Ante of Compliance").

See the other thematics, other dates and other particular manifestations,  building the complete cycle

 

Conference – Debate

 Wednesday, January 29, 202018h30-20h

 in the amphitheater of the Paris Chamber of Commerce and Industry 

Friedland Avenue, 27, 75008 Paris

 

General Presentation

After examining various specific tools, such as Risk mapping or Incentives, these showing that the tools only have their efficiency through their use designed and carried out by human beings, endowed themselves with the required expertise. But it is often because it is very difficult to identify and define these "skills" that operators subject to the Ex Ante Compliance obligations end up entrusting this observance to machines, via Compliance by Design ...

The mass of what should actually be observed leads to favoring massification expertise, as the "Regtech" handle it. But the rules being a living thing, Company Law adjoins Governance and one must know both. In the same way as the mastery of Ex Ante supposes that one always thinks of Ex Post (sanction for failure in the Ex Ante), so that this Ex Post does not appear, under its unwelcome face of Repressive Law which therefore must be anticipated and therefore present in Ex Ante.

In the same way, Tax Compliance presupposes that the State must be present in the good technical conception of Compliance. Compliance being the means by which States internalize their "monumental goals", or even confront each other under the mask of companies, it is then international policies in question, and this political expertise is required in Ex Ante.

_________

 

under the scientific direction of Marie-Anne Frison-Roche, professor fo Regulatory Law Compliance Law at Sciences Po.

 

with  :

-  -  Antoinette Gutierrez-Crespin, partner, department  Forensic & Integrity Services EY France.

- François Barrière and Sidne Koenigsberg, Skadden

- Pierre Vimont, Senior Fellow, Carnegie Europe

-  Benjamin Jean, president of Open Law

-  Thomas Amico, Linklaters

 

 

________________

 

 

 

Dec. 20, 2019

Events : JoRC

Dec. 12, 2019

Events : JoRC

Nov. 28, 2019

Events : JoRC

The conferences cycle Les outils de la Compliance (The Compliance tools) taking place between November 2019 and June 2020 organized by The Journal of Regulation & Compliance and all the Partner Universities will start this year on the theme of "La cartographie des risques" (Risk Mapping) . 

 _________

 

Conference - Debate (in French)

 jeudi Thursday, November 28, 2019. 19h15 – 21h15

at the Economics Department of Sciences Po 

28 rue des Saints-Pères 75007 Paris

Amphithéâtre Simone Veil

 

Under the scientific coordination of Guillaume Sarrat de Tramezaigues, Executive Director fo the  Economics Department of Sciences po.

 

Risk Mapping is defined as a process of identifying, evaluating and prioritizing risks: it is an integral and fundamental part of an effective global strategy for managing these risks. 

As a central tool for Compliance, this approach may not be radically new, but the Risk Mapping Technique is now renewed and sometimes compromised by the emergence of new Risks, often due to their new mutiform nature. Moreover, the primacy of the new pair of "Political Risks/Compliance Risks" tends to increase the vulnerability of organizations obliged by new legal provisions to draw up these maps, whereas these tools must also protect these organizations. 

Before discussing it with the audience, the speakers will explain through their experience the place of this tool in Compliance, by looking at how Risk Mapping is articulated with the logic of value creation through risk-taking, inherent in entrepreneurial and political action. This good understanding is not only essential for the company, but also for the administrative and judicial authorities which control or sanction firms.

 

Especially with the interventions of:

Marie-Anne Frison-Roche, full professor of Regulatory Law and Compliance Law, Sciences Po

Jean-François Guillemin, former general secretary of the Bouygues Group

Lamia Liabes, Chief Operating Office, HSBC France

Guillaume Sarrat de Tramezaigues, executive Director fo the  Economics Department of Sciences po

 

 

Inscription : anouk.leguillou@mafr.fr

_________

 

This first event is more specifically   organized by the Economics Department of Sciences po.

It opens the cycle of conferences organized by the Journal of Regulation & Compliance (JoRC) (see the partners of this cycle), whose general theme is Les outils de la Compliance (The Compliance tools).

Read the General Presentation of the Conferences Cycles.

 

This manifestation will be the basis for a book. 

 

Read the conditions for inscription, and conditions for access les conditions d'accès (in French).

_________

 

Dec. 13, 2018

Events : JoRC

Nov. 15, 2018

Events : JoRC

Oct. 4, 2018

Events : JoRC