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See Financial Conduct Authority (FCA).

See Prudential Regulation Authority (PRA).

See ex-website: http://www.fsa.gov.uk/

As the previous cycles devoted to the general theme of Compliance and aiming to build a "Compliance Law", this cycle takes a particular aspect of this branch of the Law being built and developed, which was applied even before being conceived. Since pragmatism preceded or even prevailed, the theme chosen this year is: Les outils de la Compliance (Compliance Tools).

These conferences will be in French

These tools are very diverse, not only among themselves but according to the sectors in which they are deployed or according to the geographical areas in which they are applied. It is necessary to apprehend them by going beyond the description of the instrument literally shown, as the texts or the promoters show it, without immediately going up to too large  generalities. For this reason, some conferences will focus on specific, well-identified mechanisms, such as risk mapping or alert. They may also consider how Compliance Law uses more general tools to achieve its goals, such as lawsuits, incentives or new technologies. This will make it possible to problematize more clearly perceptible difficulties in Compliance  Law, such as the adequacy or inadequacy of the constraint in relation to the aims, the consideration or not of the legal and political geography, the articulation or not of the tools between them.

These various conferences will take place in several places, according to the part taken by the different university structures that this year contribute to the Journal of Regulation & Compliance (JoRC) for the realization of the cycle. The result will be two books, one in French: Les outils de la Compliance, the other in English: Compliance Tools.

This cycle of conferences about Compliance tools will begin in November 2019 and will last until June 2020.

• First conference: 28 November 2019, La cartographie des risques (Risk Mapping), Sciences po. This conference will be in French. Its publication will be in French and in English.

• Conditions of inscription (in French). 

• Calendar of the entire conferences.

Le Journal of Regulation & Compliance (JoRC) works with : 

• The School of Public Affairs of Sciences Po,
• The Department of Economics of Sciences po,
• The  École de Droit of the Panthéon-Sorbonne University (Paris I),
• The École doctorale de Droit privé of Panthéon-Assas University (Paris 2),
• The Centre Perelman of l'Université Libre de Bruxelles,
• The GREDEG of the Sophia-Antipolis University (Nice),
• The Centre Louis Josserand of the Faculté Lyon III.
• The Faculté de Droit of Toulouse,
• TheFaculté de Droit of Clermont-Ferrand.

This cycle of conferences is supported by :

• The Chambre de Commerce et d'Industrie de Paris.
• The Ecole de Formation du Barreau de Paris. 

The cycle of conferences Les outils de la Compliance (The Compliance tools) began in November 2019 and runs until June 2020. It is organized by The Journal of Regulation & Compliance (JoRC) and all of its partner universities. It includes a conference more particularly devoted to the theme of "Les expertises requises dans l'Ex Ante de la Compliance" ("The expertises required in the Ex Ante of Compliance").

See the other thematics, other dates and other particular manifestations,  building the complete cycle

Conference – Debate

 Wednesday, January 29, 2020, 18h30-20h

 in the amphitheater of the Paris Chamber of Commerce and Industry 

Friedland Avenue, 27, 75008 Paris

General Presentation

After examining various specific tools, such as Risk mapping or Incentives, these showing that the tools only have their efficiency through their use designed and carried out by human beings, endowed themselves with the required expertise. But it is often because it is very difficult to identify and define these "skills" that operators subject to the Ex Ante Compliance obligations end up entrusting this observance to machines, via Compliance by Design ...

The mass of what should actually be observed leads to favoring massification expertise, as the "Regtech" handle it. But the rules being a living thing, Company Law adjoins Governance and one must know both. In the same way as the mastery of Ex Ante supposes that one always thinks of Ex Post (sanction for failure in the Ex Ante), so that this Ex Post does not appear, under its unwelcome face of Repressive Law which therefore must be anticipated and therefore present in Ex Ante.

In the same way, Tax Compliance presupposes that the State must be present in the good technical conception of Compliance. Compliance being the means by which States internalize their "monumental goals", or even confront each other under the mask of companies, it is then international policies in question, and this political expertise is required in Ex Ante.

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under the scientific direction of Marie-Anne Frison-Roche, professor fo Regulatory Law Compliance Law at Sciences Po.

with  :

-  -  Antoinette Gutierrez-Crespin, partner, department  Forensic & Integrity Services EY France.

- François Barrière and Sidne Koenigsberg, Skadden

- Pierre Vimont, Senior Fellow, Carnegie Europe

-  Benjamin Jean, president of Open Law

-  Thomas Amico, Linklaters

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• Read the registration procedure  for this conference.

  Consult the general calendar of upcoming events.

  Consult the presentation of the book to be published "Compliance Tools".

   

  Go back to general presentation of the Conferences' cycle "Compliance Tools".

   

  Inscription : anouk.leguillou@mafr.fr

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