In order to properly conceive the role of law in the economic sphere, a problem that is usually designated as “good regulation”, it can be instructive to confront what such a concept denotes to one of the most prominent theories of the rule of law in modern societies, the theoryof F. A. Hayek.
FRENCH
Article: Régulation et politique. Réflexions sur l’état de droit.
Afin d’appréhender adéquatement le rôle de la loi dans la sphère économique – un problème habituellement désigné comme relevant de la « bonne régulation » - il peut être instructif de mettre en relief ce qu’un tel concept apporte à l’une des théories les plus marquantes de l’état de droit dans les sociétés modernes: celle de F. A. Hayek.
GERMAN
Artikel : Regulierung und Politik : Überlegungen über den Rechtsstaat.
Um die Rolle des Gesetzes im wirtschaftlichen Sphäre vollständig erfassen zu können – ein Problem normalerweise mit dem Begriff “good regulation” benennt wird –ist es nützlich zu betonen, was solch einen Begriff zu einer der wichtigsten Theorie des Rechtstaates im modernen Gesellschaften mit sich bringen kann – und zwar die, von F. A. Hayek.
SPANISH
Artículo: Regulación y política: reflexiones sobre el imperio de la ley.
Para poder correctamente concebir el rol de la ley in la esfera económica, un problema que es usualmente designado como ‘buena regulación,’ puede ser instructivo confrontarse a lo que tal concepto denota a una de las teorías más prominentes del imperio de la ley en las sociedades modernas, la teoría de F. A. Hayek.
ITALIAN
Articolo: Politica e regolazione finanziaria: riflessioni sulla norma giuridica
Per concepire una norma giuridica in campo economico, problema denominato della “buona regolazione”, può essere interessante riflettere sul contenuto di questo concetto nella teoria di F. A Hayek, una delle più elaborate teorie dello stato di diritto moderno.
PORTUGUESE
Artigo: Regulação e política: reflexões sobre o Estado de Direito.
Para poder conceber corretamente o papel da lei na esfera econômica (questão usualmente conhecida como “boa regulação”), pode ser instrutivo colocar em relevo o que este conceito revela sobre uma das teorias mais proeminentes do Estado de Direito nas sociedades modernas, a teoria de F. A. Hayek.
Speaking to the press is a way for the Regulator to reach everyone, including policymakers, European institutions, and fellow Regulators who also seek to compete for space in the digital area.
As he reported: "Nous arrivons aujourd’hui, avec l'irruption du numérique, à un acte 2 de la régulation. Il y a 20 ans, on est passé du modèle PTT où l’Etat produisait le service public, au modèle d’État-régulateur qui a permis l’ouverture à la concurrence. Ce modèle vise à une bonne organisation du marché avec des outils de pilotage efficaces, mais parfois très intrusifs : les licences mobiles, qui sont des contrats assortis de sanctions administratives en cas de non-respect des obligations, ou le dégroupage, qui est une intervention sur la propriété privée… Aujourd’hui il nous faut franchir une étape nouvelle et nous projeter dans la suite, repenser nos outils pour permettre, en complément, une régulation plus focalisée, plus humble et plus agile". We can translate this passage as it follows : “As of today, considering the onset of digital, we are getting to a second phase for Regulation. Over the past 20 years, we went from the ‘PTT model’, where the State provided for public service, to a new Regulatory State model that enabled competition to thrive. This model aims for good market organization with effective management tools, which may be sometimes very intrusive: e.g., mobile licenses, which are agreements that include administrative penalties in the event of failure to comply with its provisions, or unbundled access, which relates to a State intervention on private ownership… Today, we need to take it another step further and plan for the future, reconsider our tools to allow for a Regulation that would be better focused, humbler and nimbler”.
Whatever “Phase 1” was would thus be already outpaced. Farewell stringent public service, so long market openings to competition. Such an understanding of Regulation was certainly consistent with the idea that Regulation was only meant to be temporary, namely considering the everlasting protection of personal data by the dedicated supervisory authority (Commission Nationale Informatique et Libertés, CNIL)…
We would then need to implement “Phase 2” and, as Sébastien Soriano advises, to “Regulate by the multitude”, which is "a concept that includes consumers, but also users, observers, and the civil society as a whole. The key question is how to use the power of information to get the greatest possible leverage on the market while relying on the multitude. The answer is clear: Regulation by data"("La multitude, ce sont les utilisateurs, les observateurs, la société civile. Cela inclut les consommateurs, mais pas uniquement. Et la question centrale, c’est comment utiliser le pouvoir de l’information pour avoir un maximum d'effet de levier sur le marché et grâce à la multitude. La réponse, c’est la régulation par la data.").
Like all the others, the Telecom Regulator introduces himself as a sort of ‘natural’ Regulator for digital activities, as he relies on the key notion that is information. In doing so, he is seeking allies that are just as natural as he is— that is to say, consumers. Consumers fall indeed into the scope of the Regulator insofar as they provide him with the information he needs to Regulate the digital sector and space.
The Regulator thus does not define himself anymore as the one that protects consumers against the market, but as the one that binds the two together, transforming the complaint into a civic act: “There’s a problem. As a consumer, I am alerting you as a Regulator who has the means to regulate market failures and whom I shall let operate”.
In such a statement, the ARCEP not only becomes the ‘natural’ digital Regulator, but it also become the one that operates on the grounds of information brought by the web-user, who is protected by and who somehow benefits in return from the action of the Regulator.
Two concluding thoughts:
What a nimble reasoning indeed from the Regulator, who had initially been created to be the ‘container Regulator’, and who is now becoming, since Phase 2 is on its way, a kind of ‘overall’ Regulator that regulates both the container and the content.
This is a salient example that rationales and frameworks that were developed by the Banking and Financial Regulation are modelling Regulation in general: see whistleblowers, information, obsolescence of the ‘public service’.
The Autorité de régulation des communications électroniques et des postes (ARCEP — French Telecommunications and Postal Regulatory Authority) published decision 2010-1149 on November 2, 2010, by which it details its plans for regulating the wholesale market for mobile voice termination rates over the period 2011-2013.
FRENCH
Fiche thématique (télécommunications) : L'ARCEP publie une décision relative à la tarification sur le marché de gros de terminaisons d'appel mobile
L'Autorité de régulation des communications électroniques et des postes (ARCEP) a publié le 2 novembre 2010 sa décision n°2010-1149 dans laquelle elle explicite son projet de régulation du marché de gros des terminaisons d'appel mobile pour la période 2011-2013.
GERMAN
Thematischer Bericht (Telekom): die ARCEP, die französische Post- und Telekommunkationsaufsichtsbehörde, veröffentlicht eine Anordnung über Mobilfunkterminierungsentgelte.
Die Autorité de régulation des communications électroniques et des postes (ARCEP, die französische Post- und Telekommunikationsaufsichtsbehörde), hat am 2. November 2010 eine Anordnung n°2010-1149 veröffentlicht, in der sie erklärkt ihre Entscheidung, zwischen 2011 und 2013 die Mobilfunkterminierungsentgelte zu regulieren.
SPANISH
Informe Temático (Telecomunicaciones): El regulador francés de telecomunicaciones publica una decisión relacionada con el mercado de mayoreo y sus tarifas de terminación de llamadas vocales en redes móviles.
La Autorité de régulation des Communications électroniques et des postes (ARCEP – la Autoridad francesa de regulación postal y de telecomunicaciones publicó su decisión 2010-1149 el 2 de noviembre del 2010, en el que detalla sus planes para regular el las tarifas de terminación de llamadas vocales en redes móviles del mercado de mayoreo durante el periodo 2011-2013.
ITALIAN
Relazione tematica (Scommesse): Il regolatore francese in materia di telecomunicazioni ha reso una decisione riguardante il mercato all’ingrosso delle spese per l’uso della rete di telefonia mobile
Il 2 novembre 2010, l’Autorité de régulation des communications électroniques et des postes (ARCEP – l’autorità francese di regolazione in materia telecomunicazioni e poste) ha pubblicato una decisione 2010-1149 nella quale dettaglia i suoi progetti per regolare il mercato delle spese per l’uso della rete di telefonia mobile nel futuro periodo tra il 2011 ed il 2013.
Autorité de régulation des communications électroniques et des postes (ARCEP-法国邮政电信管理局) 于2010年11月2日公布了n°2010-1149决定，旨在于详细说明在2011-2013年度内对于大型移动语音终端市场的监管方案。
►Full reference : Journal of Regulation & Compliance(JoRC) and Jean Moulin University (Lyon 3), Contractual litigation in compliance: procedural and jurisdictional aspects, Jean Moulin University (Lyon 3), 29 May 2026.
Furthermore, compliance techniques are increasingly giving way to contractual mechanisms, either through "compliance contracts" or through "compliance clauses". This therefore gives rise to contractual disputes. These are also influenced by Compliance Law, notably its norative Monumental Goals, albeit indirectly rather than directly.
Thus, in various new ways, a new field of "contractual litigation involving compliance" is emerging. This field involves procedural and jurisdictional aspects, which will be examined during this event.
Firstly, it is necessary to define this contractual dispute involving compliance (I), which has only recently emerged, because although we have always been familiar with contractual disputes on the one hand, dispute over regulation and compliance in the second instance, their entanglement with the contractualisation of justice is new. This may even come as a shock, in that Compliance Law, because it is not at all simply an obligation to obey applicable regulations, carries with it systemic ambitions for the future and thus finds itself, through contracts, brought before judges who are more accustomed to disputes between two individual parties.
This opens up the topics of judges hearing cases and judges of nature (II), the parties to the dispute and the parties to the proceedings (III), procedural treatment (IV), judgement and its enforcement (V).
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Speakers will include :
🎤Anaïs Danet, Professor at the University of Reims
🎤 Marie-Anne Frison-Roche, Professor of Regulatory Law and Compliance, Director of the Journal of Regulation & Compliance (JoRC)
🎤Nicolas Ida, Professor at the University of Haute-Alsace
🎤Alex Nicollet, Barrister at the Paris Bar, PhD student at Jean Moulin Lyon 3 University
🎤Cyril Nourissat, Professor at Jean Moulin Lyon 3 University
🎤Romain Raine, Senior Lecturer at Jean Moulin Lyon 3 University
🎤Fabrice Vert, First Vice-President of the Paris First Instance Court of Justice
🎤Liza Veyre, Professor at the University of Paris 8
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The proceedings of this symposium will form the basis of a specific chapter in the following publications:
📕Compliance et Contrat, to be published in French in the collection 📚Regulations & Compliance, co-published by the Journal of Regulation & Compliance (JoRC) and Lefebvre-Dalloz.
📘Compliance and Contract, to be published in English in the 📚Compliance & Regulation Serie, co-published by the Journal of Regulation & Compliance (JoRC) and Bruylant (Larcier-Intersentia).
I would suspect that most regulatory law practitioners—whether they represent government or private interests--feel as if the tidewaters of global regulation have slowly but surely risen within the past few years. Those involved in the fields of competition, environmental or financial law must feel as if the global regulatory waters have reached up to their knees.
FRANCAIS
Article: le G-20 et la régulation économique mondiale: un moyen d'alimenter le développement progressif du droit international?
Je soupçonnerai volontiers que la majorité des praticiens du droit de la régulation - qu'ils représentent les gouvernements ou des intérêts publics - ont le sentiment que les eaux de la régulation mondiale ont monté lentement mais sûrement au cours des dernières années. Ceux qui exercent dans les domaines légaux de la concurrence, de l'environnement ou de la finance doivent eux avoir l'impression qu'elles ont atteint leurs genoux.
GERMAN
Artikel; Die G-20 und die globale wirtschaftliche Regulierung: ein Beitrag zur Entwicklung des internationalen Privatenrechtes?
Ich vermute, dass die meisten Praktiker des Regulierungsrechtes - entweder für öffentlichen- oder privaten Institutionnen arbeitend - das Gefühl haben, dass die Gewässer der globalen Regulierung letztlich langsam aber sicher angestiegen sind. Und diejenigen, die im Bereich Wettbewerb, Umwelt oder Finanz arbeiten, haben sicher das Gefühl, dass die Gewässer schon kniehoch sind.
ITALIAN
Il G20 e la regolazione economica globale: verso l’alimentazione di uno sviluppo progressivo del diritto internazionale?
Direi che la gran parte degli operatori in materia di regolazione normativa – portatori di interessi pubblici o privati – hanno la sensazione che la marea della regolazione economica globale sia, seppur lentamente, sicuramente salita negli ultimi anni. Coloro che operano in materia di diritto della concorrenza, diritto dell’ambiente o diritto finanziario devono aver la sensazione che le acque della regolazione siano arrivate fino alle ginocchia.
El G-20 y la regulación económica global: ¿alimentando el desarrollo progresivo del derecho internacional?
Yo sospecharía que la mayoría de aquellos que practican la ley – ya sea que representen los intereses públicos o privados – se sienten como si las aguas de la regulación global han aumentado lentamente durante los últimos años. Aquellos que están involucrados en el campo de la competición o las leyes ambientales o financieras ya deben de sentirse como si las aguas de la regulación global les han llegado hasta las rodillas.
The European Commission has published its institutional architecture of the Union Bank, which is being built in Europe.
The primary role is entrusted to the European Central Bank.
The ECB shall have power to issue licenses to the 6000 banks acting in the euro area. This institution will supervise to ensure compliance and liquidity. It will restore compliance if necessary. It will have power to impose sanctions, ranging from fines to withdrawal of approval.
Thus, institutional reform leads to an extreme centralization of power, national authorities no longer as relays
The conferences cycle Les outils de la Compliance (The Compliance tools) taking place between November 2019 and June 2020 organized by The Journal of Regulation & Complianceand all the Partner Universities will start this year on the theme of "La cartographie des risques" (Risk Mapping) .
Risk Mapping is defined as a process of identifying, evaluating and prioritizing risks: it is an integral and fundamental part of an effective global strategy for managing these risks.
As a central tool for Compliance, this approach may not be radically new, but the Risk Mapping Technique is now renewed and sometimes compromised by the emergence of new Risks, often due to their new mutiform nature. Moreover, the primacy of the new pair of "Political Risks/Compliance Risks" tends to increase the vulnerability of organizations obliged by new legal provisions to draw up these maps, whereas these tools must also protect these organizations.
Before discussing it with the audience, the speakers will explain through their experience the place of this tool in Compliance, by looking at how Risk Mapping is articulated with the logic of value creation through risk-taking, inherent in entrepreneurial and political action. This good understanding is not only essential for the company, but also for the administrative and judicial authorities which control or sanction firms.
Especially with the interventions of:
- Marie-Anne Frison-Roche, full professor of Regulatory Law and Compliance Law, Sciences Po
- Jean-François Guillemin, former general secretary of the Bouygues Group
- Lamia Liabes, Chief Operating Office, HSBC France
