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Updated: Dec. 15, 2010 (Initial publication: Dec. 15, 2010)

Sectorial Analysis

ENGLISH

In an amicus curiae brief of October 29, 2010, in the Association for Molecular Pathology, et al. v. United States Patent and Trademark Office, et al. case, before the Court of Appeal for the Federal Circuit, the US Department of Justice reversed a longstanding policy by declaring isolated human genes ineligible for patents, because they are part of nature. This new position could have an enormous impact on the medical and biotech industries.
 
FRENCH

Fiche thématique (Innovation, Santé): le Ministère de la Justice américain se déclare opposé à la brevetabilité du génome humain isolé.
 
Dans une lettre d'amicus curiae datée du 29 octobre 2010, dans le cas Association for Molecular Pathology, et al. v. United States Patent and Trademark Office, et al, porté devant la Cour d'appel du circuit fédéral, le Département de la Justice américain renverse sa précédente politique en déclarant les gènes humains isolés non brevetables parce qu'ils font partie de la nature. Cette nouvelle position pourrait avoir un impact très important pour les industries médicales et biotechnologiques.
 
GERMAN
 
Thematischer Bericht (Innovation, Gesundheit): das amerikanische Justizministerium hat sich gegen die Patentierbarkeit des isolierten Humangenoms geäussert.
 
In einem amicus curiae Brief vom 29. Oktober 2010, im Fall Association for Molecular Pathology, et al. v. United States Patent and Trademark Office, et al, 
vor dem Bundesberufungsgericht, hat das amerikanische Justizministerium seine ehemalige Politik aufgehoben, indem sie sich gegen die Patentierbarkeit des isolierten Humangenoms stellt, da sie Teil der Natur sind. Diese neue Politik könnte sehr wichtige Konsequenzen für die Heil- und Biotechbranchen mit sich tragen.
 
 
 
SPANISH

 

Informe Temático (Innovación, Salud): El Ministerio de Justicia americano se declara en contra de la patentabilidad del genoma humano aislado.

En un informe amicus curiae  del 29 de octubre del 2010, en el caso de Association for Molecular Pathology, et at. v. United States Patent and Trademark Office, et al., ante la Corte de apelación del circuito federal, el Departamento de Justicia reversó una antigua política al declarar que el genoma humano aislado es inelegible para los patentes, ya que forman parte de la naturaleza. Esta nueva posición podría tener un impacto enrome en las industrias medicales y de biotecnología.

 
ITALIAN
 
Relazione tematica (Innovazione, Salute): Il US Department of Justice (il Dipartimento di giustizia degli Stati Uniti d’America) si esprime contro la brevettabilità del genoma umano isolato

In una comparsa in quanto amicus curiae datata del 29 ottobre2010, nel caso Association for Molecular Pathology, e al. v. United States Patent and Trademark Office  (l’Ufficio marchi e brevetti degli Stati Uniti), dinanzi alla Corte d’appello federale, il US Department of Justice (il Dipartimento di Giustizia degli Stati Uniti) ha dichiarato, contrariamente alla pratica consolidata, che i geni umani non possono essere brevettati in quanto parte della natura. Questa nuova posizione può avere un impatto considerevole sulle industrie mediche e biotech.

CHINESE
 
主题性报告(医疗改革): 美国司法部宣称反对基因专利权
 
2010年10月29日,美国司法部通过amicus curiae摘要中涉及的一起由美国联邦巡回上诉法院审理并与Association for Molecular Pathology, et al. v. United States Patent and Trademark Office, et al相关的案件,以人类基因为自然地组成部分并无资格取得专利权为由,宣称推翻之前基因专利权的相关政策。这项新政策将对生物与制药企业产生巨大影响。

 

 

Other translations forthcoming.

Feb. 9, 2024

JoRC

 Full ReferenceJournal of Regulation & Compliance (JoRC) and Institute of World Business Law of the ICC (Institute), L'arbitrage international en renfort de l'obligation de Compliance (International Arbitration in support of the Compliance Obligation, Conseil Économique Social et Environnemental, Paris, February 9, 2024

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 🏗️ This symposium takes place in the cycle of symposiums organised by the Journal of Regulation & Compliance (JoRC) and its Partner Universities, focusing in 2023-2024 on the general theme of Compliance Obligation.

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 The symposium is organised by the Journal of Regulation & Compliance (JoRC) and the Institute of World Business Law of the ICC (Institute).

The manifestation is under the scientific coordination 🕴️ Laurent Aynès🕴️Marie-Anne Frison-Roche🕴️Jean-Baptiste Racine. and🕴️Eduardo Silva-Romero.

It will be held in French and in English.

 

To registrer for following on site and online: anouk.leguillou@mafr.fr (please specify in your e-mail whether you wish to attend the event on site or online)

As places are limited, you will be asked to confirm 48 hours in advance

🧮The event will take place at the Conseil Économique Social et Environnemental, 9, place d’Iéna, 75116 Paris, on February 9, 2024, between 9 am and 12.45 pm.

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 Presentation of the topic:  "Compliance Obligation" appears to be far from International Arbitration if Compliance Law is only understood in terms of binding regulations or even Criminal Law. Arbitration would only have contact with Compliance Obligation in a repulsive way, when a person claims to have enforced a contract before an arbitration court that disregards a compliance prohibition, e.g. corruption or money laundering. It is therefore from a negative angle that the cross-over has taken place.

The fact that Arbitration Law respects the requisite of Criminal Law is nothing new.  Moreover, the power of Compliance in its detection and prevention tools, particularly in terms of evidence, no doubt increases the global efficiency.

But Compliance Obligation is based on Monumental Goals, notably linked to global human rights and active ambitions about environment and climate which, particularly in the value chain economy, take the legal form of compliance clauses, or even compliance contracts, or various commitments and plans, which the parties can ask the international arbitrator to enforce. They will do so even more as arbitrators are often the only international, or even global, judges available.

The use they will do of Contract Law, Quasi-Contract Law, Enforcement Law, Tort Law, reinforces Compliance Law in a global dimension.

 

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The symposium, and the articles following, will expose the crucial global movement that starts. l

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Speakers: 

🎤 Laurent Aynès, emeritus professor of Law at Paris 1 Panthéon-Sorbonne University, attorney, Darrois Villey Maillot Brochier law firm (Paris)

🎤 Marie-Anne Frison-Roche, professor of Law, director of the Journal of Regulation & Compliance (JoRC)

🎤 Jean-François Guillemin, former General Secretary of the Bouygues Group

🎤 Christophe Lapp, attorney, Advant Altana (Paris)

🎤 Jean-Baptiste Racine, professor of Law at Paris Panthéon-Assas University (Paris 2)

🎤 Eduardo Silva-Romero, president of the Institute of World Business Law of the ICC (Institute), attorney, Wordstone (Paris)

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The symposium work will be the basis of complete chapters in the books:

 📕 L'obligation de compliance, to be published in the collection 📚Regulations & Compliance, copublished by the Journal of Regulation & Compliance (JoRC) and Dalloz.

📘Compliance Obligation, to be published in the collection 📚Compltiance & Regulation, copublished by the Journal of Regulation & Compliance (JoRC) and Bruylant.

 

🔻 read une first presentation of the manifestation below ⤵️

Sept. 25, 2026

JoRC

► Full referenceJournal of Regulation & Compliance (JoRC) and University Jean Moulin - Lyon 3, Centre de recherche Louis Josserand : La contractualisation de la compliance : clause après clause (Compliance contractualisation: clause by clause), 25 September 2026

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🏗️ This symposium is part of the series of symposiums organised by the Journal of Regulation & Compliance (JoRC) and its partner universities, focusing in 2023 on the general theme of Compliance and Contracts.

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The symposium is under the scientific responsibility of Marie-Anne Frison-Roche and Jean-Christophe Roda.

Il will be held in French.

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To register:

🧮The event will take place at the University of Jean Moulin - Lyon 3.

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Presentation of the topic:  There are numerous compliance clauses. Surprisingly little research has been done on them, which hinders the development of this practice. However, the Compliance Obligation that is so often emphasised in relation to civil liability no doubt because Compliance Law is excessively associated with sanctions, can just as easily originate from contracts and multiple clauses, since this is another way of being bound, without it being anything more than a means for the persons thus bound to fulfil their regulatory obligation.

It is therefore practice that has developed compliance clauses, the very existence of which is the subject of this symposium. By highlighting these provisions, their originality can be revealed, as well as the uniqueness conferred on them by Compliance Law and the diversity that may be required depending on criteria related to the purpose of the clauses, but also to the sector of activity or the identity of the contracting parties themselves. 

From this already established practice, it is certainly the Judge who will determine its uniqueness and specificity. This case law is in its infancy because this practice is the result of compliance requirements arising from an emerging branch of Law, which is still under development.

Furthermore, the clauses examined here are not conceived from scratch, but are often adaptations of clauses familiar to lawyers, and as such may be reproduced, regulated, or even restricted or prohibited by rules that fall not only under general Contract Law, but also, clause by clause under Competition Law, Distribution Law, Consumer Law, Judicial and Procedural Law, or Private International law. The logic of Compliance Law, when it takes contractual form, does not always prevail and, in the same way that Compliance Law as a branch of Law is linked to other branches, compliance clauses, if they are to multiply and become more sophisticated, must be subject to this link.

 

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Speakers include:

🎤 Marie-Anne Frison-Roche, university professor, editor-in-chief of the Journal of Regulation & Compliance (JoRC) and Director of theEuropean School of Regulation and Compliance (EeRC)É

🎤 Julia Heinich, professor at Panthéon-Sorbonne University (Paris I)

🎤 Jacques Mestre, emeritus professor at the University of Aix-Marseille, president of the French Association of Doctors of Law (AFDD)

🎤 Jean-Christophe Roda, professor at the University of Lyon 3, director of the Louis Josserand research centre

🎤 Laura Sautonie-Laguionie, professor at the University of Bordeaux

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The proceedings of this symposium will form the basis of a specific chapter in the following publications:

📕Compliance et Contrat, to be published in French in the collection 📚Regulations & Compliance, co-published by the Journal of Regulation & Compliance (JoRC) and Lefebvre-Dalloz.

📘Compliance and Contract, to be published in English in the 📚Compliance & Regulation  Serie, co-published by the Journal of Regulation & Compliance (JoRC) and Bruylant (Larcier-Intersentia).

 

🔻 Read the schedule for the event below ⤵️

 

Updated: June 3, 2010 (Initial publication: May 3, 2010)

Sectorial Analysis

Main information

The Commodity Futures Trading Commission (CFTC) published a proposition to regulate speculation through futures and option contracts on the over-the-counter energy market on January 26, 2010. This proposition is being challenged by the CME Group (the principal American futures market operator), which claims that the CFTC does not have a legal mandate to regulate over-the-counter trading in energy, because such action would have to be authorised by a specific law.

Sept. 5, 2016

Breaking news

Procedure is that by which a body of law finds its unity: the right to an impartial tribunal, as stated in Article 6 of the European Convention on Human Rights, created a new unit in Regulation Law, as it also requires from Regulatory Authorities to "show" their impartiality whenever they act as courts.

Nevertheless, little by little, the national courts and the ECHR itself indicated the contours of this right, which cannot, admittedly, end up nullifying the effectiveness of the mission of Regulators.

It is assumed that whenever a Regulatory Authority intervenes whether in "civil matters", i.e., when it affects the civil rights or the property rights of a person, or in "criminal matters", i.e., when it sanctions a significantly serious behavior, the individuals that are exposed to the power of the Regulator are protected against it by the right to impartiality. Since the regulator has the power to judge, it also has to respond to the condition of impartiality.

As such, not only those within the Regulatory Authority involved should not be in conflict of interest or have already experienced the event (personal, subjective and/or objective impartiality), but the Authority in its organization and processes itself shall give to see its impartiality to the person who is threatened by its power- and, beyond, to the entire society. This objective structural impartiality is called after English law "apparent impartiality."

Yet such a structural impartiality is subject to conditions and limitations, which the 5th section of the ECHR reminded in its 1 September 2016 judgment about the French Autorité des marchés financiers (AMF)(French version only).

Read the analysis below.

March 3, 2018

JoRC

During the discussion that followed the inaugural conference for the Cycle Pour une Europe de la Compliance (For a Europe of Compliance) that Koen Lenaerts devoted to the role of the Court of Justice of the European Union in the construction of the Europe of Compliance, and after a first discussion led by Antoine Garapon, a problem has particularly emerged.

Indeed, President Koen Lenaerts has taken up the question of the influence of the adoption of a "compliance program" by a company when subsequently anticompetitive behavior is imputed to it.


Competition or regulatory authorities, as well as courts, have three possibilities: either to consider that the company had done what it could to prevent this behavior, to educate the persons in its charge, that this prevention not enough but must be taken into account in its "discharge" to lighten its sanction; on the contrary, to consider that the adoption of such a compliance program by the enterprise by which it expresses its express and pro-active desire to bear the efficiency of the standard itself while at the same time it disregards it constitutes an aggravating circumstance of its responsibility; consider that the fact must remain neutral in the judge's assessment of the behavior.

The Court of Justice stands by the third solution.


But everyone agrees that this is an essential question for which the arguments are well-founded, the European Commission, on the other hand, leaning towards the qualification of an aggravating fact.

During the discussion, it was emphasized in the opposite direction that in the perspective of Compliance as an incentive mechanism, not taking into account on the part of companies the adoption of such expensive programs is very discouraging for them. Moreover, this contradicts the definition of compliance as a "Trust pact" between the company and the public authority.

 

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QWhat can be done to remain from this discussion of a very great interest?

So it's a question that is still open, because the arguments are strong and we could say that "everyone is right", and companies that want to take note of their behavior, and authorities who can not be abused by what would be only a screen of behavior violating Law.

The question is maybe whether the choice of "neutrality" of the Court of Justice is a solution of waiting or a decision of non-choice, because one could never know if a company is "sincere" or not when it has adopted a Compliance Program.

It is probably here that a solution could be found: in probative mechanisms. Because in these matters, it is by technical processes by which the subject of law (that is to say the company) reveals that it has done everything to achieve the Compliance purpose (obligation of means strengthened). ).

It is probably by formulating probative requirements of this kind that the Court of Justice could move out of its position of neutrality. While it is true that the judge must be "impartial" in relation to the facts, the attitude of giving no "relevance" to a fact as important as the compliance programs is inherently annoying. It seems difficult to associate a substantive rule, nor is it desirable to practice casuistry. But, because Economic Law lends itself to it, a probationary system that the Court would make clear would perhaps be a good solution.

 

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Dans l'ouvrage qui paraîtra à la fin du cycle de conférences, un article sera inséré dans l'ouvrage sur cette question plus particulière de la portée des programmes de conformité sur l'appréciation du comportement de l'opérateur au regard des faits qui lui sont reprochés, question sur laquelle les différents régulateurs des différents systèmes juridiques divergent.

In the book that will be published at the end of the conference cycle, an article will be inserted in it  on this particular question of the effects of compliance programs on the appreciation of the behavior of the enterprises with regard to the facts that are reproached, an issue on which the different regulators of the different legal systems diverge. For the moment.

Updated: Sept. 19, 2012 (Initial publication: March 12, 2012)

Sectorial Analysis

TRANSLATED SUMMARIES

The translated summaries are done by the Editors and not by the Authors.

ENGLISH

The Autorità per le garanzie nelle comunicazioni (or “AgCom” – the Italian Regulatory Authority for electronic communications) issued a decision on January 11, 2012, setting regulatory remedies applicable to the Italian incumbent’s fixed next generation networks (NGN). 

Italian next generation networks’ regulation complies with pro-competitive and pro-investment objectives provided for by EU sectoral law.

FRENCH

La Autorità per le garanzie nelle comunicazioni (ou “AgCom” - Autorité italienne de régulation pour les communications électroniques) a adoté une décision le 11 janvier 2012, imposant des engagements applicables à l’entreprise italienne de télécommunication, opérateur historique, en vue d’organiser la prochaine génération des réseaux.

Cette régulation italienne de la prochaine génération des réseaux de télécommunications est conforme aux objectifs retenus par les textes sectoriels de l’Union Européenne, dont les objectifs sont de favoriser la concurrence et l’investissement en la matière.

Updated: May 29, 2012 (Initial publication: May 20, 2012)

Breaking news

The European Parliament, which according to the co decision procedure, must vote the text of directive, until the Council of European Ministers doing it, examined the draft of the Directive on Basel III standards on May 14, 2012. On prudential standards, he planned to leave the States free to adopt higher minimum requirements. In addition, it imposed that the bonus paid to the CEO didn't attain a higher price than their fixed compensation.

Updated: May 9, 2012 (Initial publication: April 18, 2012)

Breaking news

Online gambling operators must receive the approval of The Autorité française de régulation des jeux en ligne (ARJEL -The French Online Gaming Regulatory Authority) before exercising. It is a priori control that is to say, ex ante, specific of the regulation mechanism. But litigation were born about updates of licensed software, the update requiring a new legal approval. Regulatory authority has just notify to the European Commission on April 15, 2012 the new system that it implements: the authorised operator may modify the software originally certified and will merely notify the Regulatory authority. If it considers it necessary, the Regulatory authority may require that the operator requests a new registration. The system becomes a "semi-ex-post" supervision .

Updated: Sept. 25, 2012 (Initial publication: Feb. 11, 2010)

Sectorial Analysis

Main information

The ‘Autorité des Marchés Financiers’ (French Financial Markets Authority) published a guidebook on the information to be provided in listed securities’ registration documents.