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Updated: Sept. 19, 2012 (Initial publication: Sept. 19, 2011)

Sectorial Analysis

Translated Summaries


ENGLISH

On November 4, 2010, the French telecommunications regulator obliged a fiber optic network operator to obey certain conditions for the access to civil engineering infrastructures that it had not accepted in its contracts with the civil engineering infrastructure operator. The Court of Appeals of Paris confirmed this ruling on June 23, 2011 on the grounds that the civil engineering operator required all fiber optic network operators to behave identically.


 

FRENCH

Par une décision du 4 novembre 2010, le régulateur français des télécommunications avait obligé un opérateur de réseau fibre, pourtant titulaire de contrats, à observer des contraintes contenues dans l’offre “accès au génie” qu’il n’avait pas acceptées. La décision est approuvée par la Cour d’appel de Paris le 23 juin 2011, car l’opérateur du génie civil a besoin de comportements homogènes de la part de tous les opérateurs de fibres optiques.



SPANISH

El principio de los estándares de la neutralidad (el ejemplo de estándares de contabilidad)

El tema de la neutralidad trae a luz un cierto número de ideas preliminares.

Para comenzar, la figura de Buda viene a mente, porque él sólo expresa la naturaleza interminable que es el tema de la neutralidad, ya que al pensar en el hecho de que él no piensa en absolutamente nada, Buda aún así piensa en algo. También me hace pensar el intento constante de la música contemporánea de alcanzar una forma de neutralidad: pero este objetivo permanece inalcanzable, porque es evidente que la búsqueda de lo neutral, en un sonido o un timbre, probablemente nunca se podrá encontrar.

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Other translations forthcoming.

Other translations fortcoming.

France

39/43 quai André Citroën 75015 Paris FRANCE Phone : +33 (0)1 40 58 38 00

Jan. 8, 2015

Breaking news

The French law provides that the Commission de Régulation de l'Énergie - CRE (French Regulatory Energy Commission) publishes an annual report on compliance with codes of conduct and independence of the power transmission grid operators. In Decembre 2014, CRE has published its report on compliance with codes of conduct and independence of electricity networks and natural gas (Respect des codes de bonne conduite et indépendance des gestionnaires de réseaux d'électricité et de gaz naturel).

This particular statutory provision shows the proximity between Regulation and Governance, nearby sometimes believed limited to the sphere of banking and finance.

This is designed especially for managers of transport networks which are often subsidiaries of incumbents production and energy sales, economic and legal integration that the law does not prohibit even though it requires independence transport network managers. This independence must be de facto and not de jure, which is a higher requirement than mere legal autonomy of companies, the result of the requirements of "governance", the operator is obliged not to exercise the rights and powers its parent company status yet gives a regular basis so that the first principle of independence of the network manager is preserved.

The relationship between the controlling shareholder and its subsidiary are governed by "codes of conduct" in the mandatory order of the independence of management and decision making of the subsidiary. In a 90-page reportthe regulator sets the constraints so that this goal leads in effect on the parent company, beyond corporate law.

However, the regulator is very severe. It believes that the way in which subsidiaries present themselves to consumers mark such similarity with their parent that these third parties can't identify them as independent of them. According to the regulator, consumers therefore don't identify them as carriers or distributors of energy also offered by competitors of their parent.

Thus, the regulator considers it necessary that these subsidiaries will change their brands, logos and legal designation, eg ERDF ceases to have a name so close to EDF.

The implicit question is the legal effect of such reproaches and suggestions, if the companies aren't listening. The report discusses the prospect to bring the question before their independent body able to impose sanctions. But the case will be difficult because the principle of independence meets the principle of freedom and the terms of the interference between regulatory law and corporate law aren't yet clearly established.

Updated: Aug. 28, 2012 (Initial publication: July 18, 2012)

Breaking news

The European Medicine Agency decided to open its archives on the totalities of clinical trials conducted by pharmaceutical companies, work that led to the authorization of drugs market. In this, the Authority operates a fundamental change in regulation, replacing the principle of information by the principle of transparency, to the detriment of business confidentiality.

General Presentation

The Journal of Regulation (JoR) was created in 2009 Marie-Anne Frison-Roche to study Regulation as a developing phenomenon.

Regulation can be defined as a set of mechanisms, rules, institutions, decisions and principles that allow certain sectors of the economy to grow and maintain equilibriums that they could not establish solely via their own economic strength.

Over the past years, 'common rules' to all the sectors impacted by Regulation (e.g., transports, energy, telecommunications, banking, finance, insurance, etc.) have appeared beyond the sectorial regulations that have been issued for the past decades, whose specificity were once justified by the great variety of sectorial technicalities that used to impregnate in return the sets of rules designed to regulate those sectors.

Neither economics nor political science - namely throughout the declining figure of the State - are sufficient to capture this common organisation and projection into the future that Regulation is, which we must understand to anticipate its evolution and act in accordingly.

The newly developed "Regulation Law" restores what is common to all of those sectors using a triangulated approach between Law, Economics and Politics. This is all the more important since Regulation already tends to dissociate itself from its founding notion of "sector", not only to be increasingly associated with the more inclusive one of "branch", but also to get more and more autonomous- that is, for instance, the case of the digital issues that cannot be reduced to a "sector" anymore, but that still needs to be regulated.  

In order to follow, process, analyze and think about these issues, the Journal of Regulation (JoR), a mainly online-based bilingual publication (English-French), issues news reports, articles and thematic files.

The Journal of Regulation (JoR) issues a weekly newsletter to more than 10.000 people interested in Regulation throughout the world.

The Journal of Regulation regularly organizes public events. The last one, which is upcoming, is entitled 'Regulation, Supervision, Compliance'.

The Journal of Regulation issues its work in the Régulations Series, which are directed by Marie-Anne Frison-Roche and published by the Éditions Dalloz.

The Journal of Regulation operates basing on different committees, particularly a Partners Committee including the main organisations, companies and law firms acting within the field of regulated sectors, and a Global Committee composed of the main Regulatory Authorities.

Sept. 25, 2026

JoRC

► Full referenceJournal of Regulation & Compliance (JoRC) and University Jean Moulin - Lyon 3, Centre de recherche Louis Josserand : La contractualisation de la compliance : clause après clause (Compliance contractualisation: clause by clause), 25 September 2026

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🏗️ This symposium is part of the series of symposiums organised by the Journal of Regulation & Compliance (JoRC) and its partner universities, focusing in 2023 on the general theme of Compliance and Contracts.

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The symposium is under the scientific responsibility of Marie-Anne Frison-Roche and Jean-Christophe Roda.

Il will be held in French.

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To register:

🧮The event will take place at the University of Jean Moulin - Lyon 3.

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Presentation of the topic:  There are numerous compliance clauses. Surprisingly little research has been done on them, which hinders the development of this practice. However, the Compliance Obligation that is so often emphasised in relation to civil liability no doubt because Compliance Law is excessively associated with sanctions, can just as easily originate from contracts and multiple clauses, since this is another way of being bound, without it being anything more than a means for the persons thus bound to fulfil their regulatory obligation.

It is therefore practice that has developed compliance clauses, the very existence of which is the subject of this symposium. By highlighting these provisions, their originality can be revealed, as well as the uniqueness conferred on them by Compliance Law and the diversity that may be required depending on criteria related to the purpose of the clauses, but also to the sector of activity or the identity of the contracting parties themselves. 

From this already established practice, it is certainly the Judge who will determine its uniqueness and specificity. This case law is in its infancy because this practice is the result of compliance requirements arising from an emerging branch of Law, which is still under development.

Furthermore, the clauses examined here are not conceived from scratch, but are often adaptations of clauses familiar to lawyers, and as such may be reproduced, regulated, or even restricted or prohibited by rules that fall not only under general Contract Law, but also, clause by clause under Competition Law, Distribution Law, Consumer Law, Judicial and Procedural Law, or Private International law. The logic of Compliance Law, when it takes contractual form, does not always prevail and, in the same way that Compliance Law as a branch of Law is linked to other branches, compliance clauses, if they are to multiply and become more sophisticated, must be subject to this link.

 

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Speakers include:

🎤 Marie-Anne Frison-Roche, university professor, editor-in-chief of the Journal of Regulation & Compliance (JoRC) and Director of theEuropean School of Regulation and Compliance (EeRC)É

🎤 Julia Heinich, professor at Panthéon-Sorbonne University (Paris I)

🎤 Jacques Mestre, emeritus professor at the University of Aix-Marseille, president of the French Association of Doctors of Law (AFDD)

🎤 Jean-Christophe Roda, professor at the University of Lyon 3, director of the Louis Josserand research centre

🎤 Laura Sautonie-Laguionie, professor at the University of Bordeaux

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The proceedings of this symposium will form the basis of a specific chapter in the following publications:

📕Compliance et Contrat, to be published in French in the collection 📚Regulations & Compliance, co-published by the Journal of Regulation & Compliance (JoRC) and Lefebvre-Dalloz.

📘Compliance and Contract, to be published in English in the 📚Compliance & Regulation  Serie, co-published by the Journal of Regulation & Compliance (JoRC) and Bruylant (Larcier-Intersentia).

 

🔻 Read the schedule for the event below ⤵️

 

Updated: Feb. 8, 2011 (Initial publication: Dec. 15, 2010)

Sectorial Analysis

ENGLISH
 
The College of the Autorité de régulation des jeux en ligne (ARJEL — the French online gambling regulatory authority), decided to bring a matter concerning three licensed operators before its Sanctions Committee on December 3, 2010.
 
FRENCH

Fiche thématique (Jeux en ligne): première saisie de la Commission des Sanctions de l'ARJEL.
 
Le Collège de l'Autorité de régulation des jeux en ligne (ARJEL) a décidé le 3 décembre 2010 de saisir la Commission de sanction de l'autorité pour un cas concernant trois opérateurs.
 
GERMAN

Thematischer Bericht (Online-Wetten): erster Fall vor der Santionkommission der ARJEL, die französische Behörde für Online-Wettenregulierung.
 
Das Kollegium der Autorité de régulation des jeux en ligne (ARJEL,  die französische Behörde für Online-Wettenregulierung) hat am 3. Dezember 2010 beschlossen, einen Fall bezüglich auf drei Gesellschaften der Sanktionskommission übermittelt.
 
SPANISH
 

Informe Temático (El Juego): La primera referencia a la Comisión de sanciones del ARJEL, la Autoridad francesa de la regulación del juego en la red.

El Colegio de la Autorité de régulation des jeux en ligne (ARJEL – la Autoridad francesa para la regulación del juego en la red), decidió traer ante el Comité de sanciones un asunto sobre tres operadores licenciados  el 3 e diciembre del 2010.

 

ITALIAN
 
Relazione tematica (Scommesse): Prima consultazione del Comitato destinato ad adottare delle sanzioni della ARJEL, l’autorità francese di regolazione delle scommesse online.
 
Il 3 dicembre 2010, il collegio della Autorité de régulation des jeux en ligne (ARJEL – l’autorità francese di regolazione delle scommesse online) ha deciso di sottoporre una questione riguardante tre operatori con licenza dinanzi al suo comitato destinato ad adottare delle sanzioni.

 

CHINESE
 
主题性报告ARJEL(法国在线游戏管理局)首次向法国金融市场管理局处罚委员会提交案件
 
Autorité de régulation des jeux en ligne (ARJEL-法国在线游戏管理局)于2010年12月3日会议决定将一起涉及三家许可运营商的案件交由法国金融市场管理局处罚委员会处理。

 

 
Other translations forthcoming.

France

Haute Autorité de Santé Tél : 01 55 93 70 00 Fax : 01 55 93 74 00 2, avenue du Stade de France 93218 Saint-Denis La Plaine Cedex FRANCE Contact by e-mail

France

http://www.conseil-constitutionnel.fr/

 

The Conseil constitutionnel (French Constitutional Council)  was established by the Constitution of the French Fifth Republic, dated 4 October 1958. It is a court with a variety of missions, including compliance control of the law to the Constitution.

It operates a priori control of French laws but also a post-control of laws since 2008.

The French Constitutional Council regularly makes important decisions on Regulation.

June 21, 2016

Breaking news

On 17 June 2016 the prosecutor (Avocat général près la Cour d'appel)  presented its closing arguments (réquisitoire) before the judges of the Court of Appeal of Versailles, in the Kerviel case.
 
On the merits, the prosecution asked the condemnation of the trader for criminal offenses he has committed but asked that the bank, which is presented as a victim of its trader should be dismissed from all its claims against the author.