►Full Reference: Journal of Regulation & Compliance (JoRC) and Conseil national des Barreaux (CNB), Compliance, vigilance et médiation (Compliance, Vigilance and Mediation), November 30, 2023, Amphithéâtre du Conseil national des barreaux.
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►The symposium is organised by the Journal of Regulation & Compliance (JoRC) and the Conseil national des barreaux (CNB).
► Presentation of the theme: To increase respect for human rights and the environment in the context of corporate social responsibility and compliance, public authorities and companies have for several years been implementing instruments and processes for dialogue between companies on the one hand and stakeholders inside and outside the company on the other. Among these, mediation is regularly highlighted as a necessary and fruitful process for reaching agreements that benefit employees and civil society players, as well as the environment and society as a whole.
John Ruggie, Special Representative of the Secretary-General on human rights and transnational corporations and other business enterprises, in his report of 21 March 2011, Guiding Principles on Business and Human Rights, recommends mediation as an effective and appropriate non-judicial grievance mechanism. The ISO 26000 standard on social responsibility also explicitly refers to the use of mediation in the section Actions and related expectations (6.3.2.6) and say that an organisation should establish or ensure the availability of redress mechanisms for its own use and for that of its stakeholders. For these mechanisms to be effective, they should be [...] based on dialogue and mediation: the process should aim to remedy breaches through mutually agreed solutions reached through dialogue between the parties. Where a judgment is desirable, the parties should retain the right to reach it through separate, independent mechanisms.
Similarly, the French law No. 2017-399 of 21 March 2017 relative au devoir de vigilance des sociétés mères et des entreprises donneuses d’ordre (on the duty of vigilance of parent companies and ordering companies) has given rise to disputes relating to the design and application of vigilance plans by certain companies subject to this law. Mediation has been proposed by the courts, sometimes accepted, and we know that some have been successful.
At the same time, the draft European Directive on Corporate Sustainability Due Diligence (CS3D) is likely to impose or extend obligations relating to the duty of vigilance on a large number of companies in the European Union, for the respect of human rights and the environment by companies in global value chains.
The result of all this is that respect for human rights within organisations and companies depends on recourse to the courts, on cooperation processes such as mediation, both project mediation and mediation specific to the resolution of disputes, while recourse to the courts will not suffice to rapidly make respect for these obligations effective.
The legislator and the parties concerned are aware of this, and they refer to the use of mediation as necessary to help both civil society actors committed to respect for human rights and the environment and companies to reach agreements on compliance with these obligations.
Lawyers, mediators and people assisting stakeholders and companies have an important role to play in the success of these mediations.
In collaboration with the Journal of Regulation and Compliance (JoRC), the Conseil national des barreaux (CNB) is organising a half-day conference on "Compliance, vigilance et médiation" ("Compliance, Vigilance and Mediation") to train lawyers to this activity, which will develop either as an extension of another activity or as its own activity, and which has major implications for individual rights, society and the environment.
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►Construction of the symposium: After a general introduction to the triptych of Compliance, Vigilance and Mediation and the links that it implies, the first part of the event will focus on the contribution of Mediation to the effectiveness of Compliance and, more particularly, to its most advanced aspect, the duty of vigilance. After a debate on this topic, the second part of the event will focus on the conduct of project mediation or dispute resolution in such a context. A conclusion will enable us to draw immediate lessons from the information and exchanges that have taken place.
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Speakers:
🎤Matthieu Boissavy, attorney at the Paris Bar, vice-president of the CommissionLiberté et droits de l'homme of the CNB
The United States Court of Appeals for the District of Columbia Circuit strikes down a decision that the Federal Communications Commission (FCC), the American telecommunications regulation agency, had taken against an Internet service provider, on the grounds that the FCC is incompetent to impose the theory of network neutrality on Internet service providers.
Professor Benzoni was Full Professor at Telecom Paris-Tech (1985-1995) before becoming a Full Professor of Economics at Université Paris 2 in 1996. He is a Founding Partner of TERA Consultants (1995), a member of ERMES (Research Team on Markets, Employment and Simulation: research center associated with CNRS-National Center of Scientific Research), Member of the Administration Board: Avignon’s World Forum-Culture-Economics-Media, Member of the Scientific Committee: “Competition Workshop” of he French Finance and Economy Ministry, Scientific Director of Quantifica-OMSYC (1988-2009), Member of the Editorial Board of Communication & Strategies.
He won The Industrial Economics Prize (ADEFI) for his work on Exhaustible resources and their regulation, the Harvard-Expansion Prize for the o-authored book: Energy Economics, the IREST prize (Institute for Research in Economics and Social sciences in Telecommunications) for contribution to Economics of telecommunications regulation.
Nomineted as a World’s Leading Competition Economist by The Global Competition Review.
The Jury for Advertising Deontology ordered two of the government’s advertisements on cattle breeding to be taken off the air, because they falsely claimed that cattle breeding was mostly a family-run business run in an environmentally-friendly way. The sanction illustrates the power of self-regulation.
PORTUGUESE
Informe temático (Mídia): A Autoridade de auto-regulação em matéria de propaganda proíbe duas faltas propagandas.
O Júri para deontologia em matéria de publicidade ordenou que duas das propagandas governamentais sobre criação de gado fossem retiradas do ar, porque elas teriam difundido que a criação de gado seria um negócio familiar desenvolvido em harmonia com o meio ambiente. Esta sanção ilustra o poder da auto-regulação.
ITALIAN
Relazione tematica (Mass-media): L’autorità di autoregolazione dei pubblicitari impedisce la pubblicazione di due pubblicità menzognere.
La Jury for Advertising Deontology ha vietato la diffusione di due messaggi pubblicitari dello Stato relativi agli allevamenti animali, in quanto affermavano che l’allevamento dei bovini è praticato da aziende a gestione familiare e con sistemi che rispettano l’ambiente. Questa sanzione mostra l’impatto dell’auto-regolazione.
The Federal Communications Commission (FCC) announces on May 6, 2010 that it will reclassify broadband Internet service as a Telecommunications Service, in order to overcome the ruling by the United States Court of Appeals for the District of Columbia on April 6, 2010, which found that the FCC’s approach to network neutrality lacked sufficient legal basis.
The French Act of October 22, 2010 establishes a Conseil de Régulation Financière et du Risque Systémique (Council of Financial Regulation and Systemic Risk), chaired by the Minister of the Economy. It is composed of the Governor of the Bank of France (who is also chairman of the Autorité de Contrôle Prudentiel ( Prudential Supervision Authority), its Vice-President, and the Presidents of the Autorité des Marchés Financiers ( Financial Markets Authority) and the Autorité des Normes Comptables (Authority of Accounting Standards), and three other competent individuals.
FRENCH
Article: La nature hybride du Conseil de Régulation Financière et du Risque Sytémique.
La loi du 22 octobre 2010 établit un Conseil de Régulation Financière et du Risque Systémique, dirigé par le Ministre de l'Économie. Il est composé du Gouverneur de la Banque de France (qui préside également l'Autorité de Contrôle Prudentiel), son Vice-Président, et les Présidents de l'Autorité des Machés Financiers, l'Autorité des Normes Comptables et trois autres individus compétents.
GERMAN
Artikel: Die hybride Natur der Conseil de Régulation Financière et du Risque Sytémique (der französische Rat für Finanzdienstleistungsregulierung und für Systemisches Risiko).
Das Gesetz vom 22. Oktober 2010 hat einen Conseil de Régulation Financière et du Risque Sytémique (Rat für Finanzdienstleistungsregulierung und für Systemisches Risiko) eingesetz, unter die Leitung der Wirtschaftsminister. Seine Mitglieder sind der Präsident der Banque de France (die französische Zentralbank) (der auch Vorsitzende der Autorité de Contrôle Prudentiel (Aufsichtbehörde) ist), der Vizepräsident der Banque de France, und die Präsidenten der Autoritédes Marchés Financiers(die Finanzdienstleistungsaufsichtsbehörde), der Autorité des Normes Comptables (die Rechnungslegungsstandardsbehörde) und drei andere fachkundigen Menschen.
ITALIAN
Articolo: La natura ibrida del Conseil de Régulation Financière et du Risque Systémique (Consiglio per la regolazione finanziaria ed il rischio sistemico).
Una legge francese del 22 ottobre 2010 ha creato il Conseil de Régulation Financière et du Risque Systémique (Consiglio per la regolazione finanziaria ed il rischio sistemico), presieduto dal Ministro dell’Economia. I membri di tale organismo sono: il Governatore della Banca di Francia (al contempo presidente della Autorité de Contrôle Prudentiel (l’autorità di controllo prudenziale), i vice-presidenti della Banca di Francia, i Presidenti della Autorité des Marchés Financiers (l’autorità dei mercati finanziari) e della Autorité des Normes Comptables (l’autorità per la creazione di standard in materia contabile) e da altri tre professionisti competenti.
SPANISH
Artículo: La naturaleza híbrida del Conseil de Régulation Financière et du Risque Sistématique (el Consejo francés de regulación financiera y del riesgo sistemático).
El Acto francés des 22 de octubre del 2010 establece un Conseil de Régulation Financière et du Risque Sistématique (Consejo de regulación financiera y del riesgo sistemático), dirigido por el Ministro de la Economía. Este cuerpo está compuesto por el Gobernador del Banco de Francia (quien también es el presidente de la Autorité de Contrôle Prudentiel (la Autoridad de control prudencial), su vicepresidente y los presidentes de Autorité des Marchés Financiers (la Autoridad de los mercados financieros) y la Autorité des Nromes Comptables (la Autoridad de normas de contabilidad) y tres otro indivíduos competentes.
CHINESE
记事:Conseil de Régulation Financière et du Risque Systémique(法国金融监管与系统风险理事会)的混合性质。
依据2010年10月22日法律而创建的Conseil de Régulation Financière et du Risque Systémique(法国金融监管与系统风险理事会)由法国经济工业和财政部长领导。该理事会由法兰西银行行长(同时主管Autorité de Contrôle Prudentiel(审慎监管局),审慎监管局副主席,Autorité des Machés Financiers(法国金融市场管理局)主席,Autorité des Normes Comptables(法国会计标准管理局)主席以及其他三家个体主管机构组成。
Professor Salomão Filho served as a visiting fellow at the Max Planck Institute for Foreign and International Law in Hamburg (1993) and at Yale Law School through the John M. Olin Fellowship for Studies in Capitalism (1994-1995). He is Full Professor of Law at University of São Paulo Law School (2002) and visiting professor at the Institut d’Études Politiques, Paris. He is Vice President of the Market Arbitration Panel of the Brazilian Mercantile & Futures Exchange and São Paulo Stock Exchange (BM&FBovespa) and a member of the Arbitration and Mediation Center of the Chamber of Commerce Brazil-Canada.
In The Journal of Regulation the summaries’ translation are done by the Editors and not by the authors
ENGLISH:
Nowadays, it’s necessary to define, initially, the framework of an impact survey. An impact survey is an analysis estimating the economic consequences of a bill (in Europe or in the US) in order to limit, reduce or compensate for negative impacts. It requires the prior adoption of the text.
ITALIAN
Nei giorni nostri, è necessario definire, inizialmente, la struttura di una valutazione d’impatto. Una valutazione d’impatto è uno studio che cerca di fare una stima delle conseguenze economiche dell’adozione di una legge (in Europa o negli Stati Uniti) in modo tale da limitare, ridurre o compensare le sue conseguenze negative. Tuttavia questo richiede l’adozione preliminare del testo.
The European Commission proposes a package to enhance consumer protection and strengthen consumer confidence in financial services, comprising deposit guarantee schemes, investor compensation schemes, and insurance guarantee schemes. The proposals were sent to the European Parliament and the Council of Ministers for consideration.