0. Books

General reference : Frison-Roche, M.-A. (ed.), Régulation, Supervision, Compliance (english translation: "Regulation, Supervision, Compliance"), Paris, collection "Régulations", Dalloz, 2017, to be published.

This collective book is published in French but summaries of every article are available in English

Acces to book purchase order

Book presentation in English :

Regulation. Supervision. Compliance.

Three terms almost unknown to legal systems. Or at least considered as peculiar to Anglo-American legal systems: Regulation, Supervision, Compliance. So many expressions that would constitute Trojan horses by which the Common Law and american mechanisms would seize the other legal traditions to better bend European companies, especially banks, appropriating institutions, imposing strange methods.

Three words by which the invasion is carried out. Through the violence of repression and penalties of compliance, by the mildness of codes of conduct and corporate social responsibility. By laws as new as strange such as in France the law known as "Sapin 2" or the law instituting a "duty of vigilance" to companies whose failure would be to have successfully deployed internationally their activities.

One can have this defensive conception of Compliance, generating a "Compliance Law", produced by internalization in global economic operators of the Regulation Law, which are then subject to Supervision by Regulators, even though these firms are not regulated, as the Compliance does extend beyond supervised sectors (banks and insurance companies).

We can (and maybe must) have a more welcoming, and therefore more offensive, concept of Compliance. This can be the crucible of a relationship of supra-national Trust between these operators and regulators, the former being able to contribute as the latter to serving goals that all exceed them and whose fight against corruption and money laundering are only examples.

In this way, the issue is the construction of the European Compliance Law.

Authors :

• Jean-Bernard Auby,
• Jérôme Bédier,
• Alain Bénichou,
• Jean-Michel Darrois
• Isabelle Falque-Pierrotin,
• Marie-Anne Frison-Roche,
• Benoît de Juvigny,
• Jacques de Larosière,
• Bruno Lasserre,
• Arnaud de La Cotardière,
• Jean-Claude Marin,
• Didier Migaud,,
• Yves Perrier,
• Jean-Marc Sauvé.

Voir la présentation du cycle de conférences sur lesquelles s'est construit l'ouvrage.

Voir la présentation générale de la collection dans laquelle l'ouvrage est publié.

Utiliser le bon pour commander l'ouvrage.

ENGLISH

After a video recording of his first conference devoted to the relations between Regulation and Supreme Courts, The Journal of Regulation published a book on the future of the audit, based on another conference. This present document, written in French worked with KPMG, from conference co-hosted with this company and the "Ecole de Droit de la Sorbonne", is devoted to the debates around banking regulation and its impacts. The challenge is to enable the persons concerned, that is to say to all citizens to express their opinion on an issue that concerns them directly, but whose technical dimensions, real or serviced, stand them aloof.

FRENCH

Après sa vidéo retraçant sa première conférence consacrée aux relations entre la régulation et les Cours suprêmes, le Journal of Regulation a publié un libre sur L’avenir de l’audit, consacré sur la conférence suite. La présente publication, écrite en française, élaborée avec KPMG, à partir de la conférence organise avec celle-ci et l’Ecole de Droit de la Sorbonne, est consacrée aux Débats autour de la régulation bancaire et ses impacts. L’enjeu est de rendre les personnes concernées, c’est-à-dire tous les citoyens, aptes à exprimer leurs opinion sur un sujet qui les concerne tous directement mais dont la technicité, réelle ou entretenue, les tient à l’écart.