Régulation, Supervision, Compliance (Regulation, Supervision, Compliance)

General reference : Frison-Roche, M.-A. (ed.), Régulation, Supervision, Compliance (english translation: "Regulation, Supervision, Compliance"), Paris, collection "Régulations", Dalloz, 2017, to be published.

This collective book is published in French but summaries of every article are available in English

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Book presentation in English :

Regulation. Supervision. Compliance.

Three terms almost unknown to legal systems. Or at least considered as peculiar to Anglo-American legal systems: Regulation, Supervision, Compliance. So many expressions that would constitute Trojan horses by which the Common Law and american mechanisms would seize the other legal traditions to better bend European companies, especially banks, appropriating institutions, imposing strange methods.

Three words by which the invasion is carried out. Through the violence of repression and penalties of compliance, by the mildness of codes of conduct and corporate social responsibility. By laws as new as strange such as in France the law known as "Sapin 2" or the law instituting a "duty of vigilance" to companies whose failure would be to have successfully deployed internationally their activities.

One can have this defensive conception of Compliance, generating a "Compliance Law", produced by internalization in global economic operators of the Regulation Law, which are then subject to Supervision by Regulators, even though these firms are not regulated, as the Compliance does extend beyond supervised sectors (banks and insurance companies).

We can (and maybe must) have a more welcoming, and therefore more offensive, concept of Compliance. This can be the crucible of a relationship of supra-national Trust between these operators and regulators, the former being able to contribute as the latter to serving goals that all exceed them and whose fight against corruption and money laundering are only examples.

In this way, the issue is the construction of the European Compliance Law.

Authors :

• Jean-Bernard Auby,
• Jérôme Bédier,
• Alain Bénichou,
• Jean-Michel Darrois
• Isabelle Falque-Pierrotin,
• Marie-Anne Frison-Roche,
• Benoît de Juvigny,
• Jacques de Larosière,
• Bruno Lasserre,
• Arnaud de La Cotardière,
• Jean-Claude Marin,
• Didier Migaud,,
• Yves Perrier,
• Jean-Marc Sauvé.

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